• Gender: Female
• Age: 28
• Designation: Assistant – Audit & Assurance
• Highest Education Level: Masters - Degree
• Preferred Country: India
• Notice Period: 30  Days
• Preferred Location: Mumbai
• Work Experience: 6.2 Year(s)

Education

M Com 2020 Mumbai University 82.00%
B Com 2018 Mumbai University 68.00%
CS- Foundation 2016 ICSI 64.50%
HSC 2015 Maharashtra State Board 72.46%
SSC 2013 Maharashtra State Board 82.40%

Skill Sets

Advanced knowledge of MS Excel and working knowledge of word & PowerPoint.
Knowledge of accounting software Tally ERP9.
Quantis, Navision, SIMs

Work Experience

Assistant Audit & Assurance
From- November 2021 to Present
Company Profile- Chartered Accountancy firm

Job Profile-
Verification of Claims Received of Proportionate and Non-Proportionate type.
Look-over the mails communicated between the client and cedant to understand the nature of loss and the flow of events.
Scrutiny of treaty slips to verify the treaty period and to ensure whether the loss falls within the territorial scope of the treaty.
To confirm cases where a particular event of loss which may be covered by different cedant with whom client has treaties.
Confirming Investment amounts with Deal ticket to ensure correctness of Price, interest rate and yield.
Analysis of Ratio calculation Such as Net incurred claims to net earned Premium, operating profit ratio, Net commission ratio etc.
Preparing computation for verifying the Loss margin against reserves.
Verification of Loan licensing operations and analyzing reporting regime of the same.
Verification of Inventory i.e., to ensure the calculation of inventory valuation, provisions and overheads
Verification of Compliances of TDS, GST, MLWF, PF, PT and ESIC.
Ensuring authenticity of Export incentives.
Checking of MTM Value, Sales Return, C&F commission, and Stockist Campaign.
Ensuring Secretarial Compliances.

Audit Executive
From- April 2019 to July2021
Company Profile- Chartered Accountants

Job Profile-
Pre-verification of regulatory reports on monthly basis. (Factsheet, MCR, Scheme Performance, SIP, SEBI Deployment Report, Riskometer etc.)
Verification of Bi-monthly and Quarterly reports. (CTR, Brokerage Turnover Report, Proxy, Report on transactions through Associate Brokers)
Ensure compliance with Seventh schedule i.e., restriction on investment of SEBI (MF) Regulations, 1996.
Verification of Debt Deals with the Quantis Log Files.
Verification of NAV Calculations.
Pre and post verification of reports submitted to SEBI, AMFI and uploadable to AMC website.
Verification of Valuation of securities as per SEBI Regulations and valuation policies adopted by mutual Fund
Review of Bank reconciliation, Holding reconciliation, Subscription & redemption reconciliation.
Review of compliance with SEBI (MF) Regulation,1996 and new circulars issued by SEBI on timely basis.
Verification of Accrual expenses in terms of SEBI Regulations and limits stated in Scheme Information documents. i.e. (expenses for direct plans, management fees, Investor Education Fund)
Review of Payment of Expenses and Allocation over schemes.
Verification of Rates of SIP/STP Transaction of the broker on the basis of rate card applicable for the year provided by AMC.
Checking regarding claw back of brokerage has been correctly computed in case of B30 transaction.
Verification of AUM Transfer Cases. (Reason for AUM transfer, KYD status, ARN Validation)
Verification of new Broker empaneled & Verification of Brokerage base Rates & Exceptions cases.
Verification of Withholding of Brokerage.
Verification of TDS, GST Payments and returns filed within due dates.
Verification of Fixed Asset Register.
Review of Salary register of the Employees.
Computation and Verification of Expenses & Expenses rate. (Management Fees, STT, Fund management fees)
Review of Financial Statements including notes to accounts of clients.